Account Forms and Disclosures
- Brokerage Application
- IRA Application
- Transfer of Assets Form
- Customer Notifications
- Extended Hours Customer Disclosure
- Form CRS
- AML Preliminary Risk Assessment
- Aventura Capital Management, LLC Investment Management Agreement
- Aventura Capital Management, LLC Investor Profile
- Aventura Capital Management, LLC ADV Part 2A and 2B
- Disbursement Form
- Quarterly Routing Disclosure - National Financial Services, LLC Q1 2023
- Quarterly Routing Disclosure - National Financial Services, LLC Q4 2022
- Quarterly Routing Disclosure - National Financial Services, LLC Q3 2022
- Quarterly Routing Disclosure - National Financial Services, LLC Q2 2022
- Quarterly Routing Disclosure - National Financial Services, LLC Q1 2022
- Rule 606(a) Disclosure of Order Handling - OMEX Systems Q1 2023
- Rule 606(a) Disclosure of Order Handling - OMEX Systems Q4 2022
- Rule 606(a) Disclosure of Order Handling - OMEX Systems Q3 2022
- Rule 606(a) Disclosure of Order Handling - OMEX Systems Q2 2022
- Rule 606(a) Disclosure of Order Handling - OMEX Systems Q1 2022