Account Forms and Disclosures

• Brokerage Application
• IRA Application
• Transfer of Assets Form
• Customer Notifications
• Extended Hours Customer Disclosure
• Form CRS
• AML Preliminary Risk Assessment
• Aventura Capital Management, LLC Investment Management Agreement
• Aventura Capital Management, LLC Investor Profile
• Aventura Capital Management, LLC ADV Part 2A and 2B
• Disbursement Form
• Quarterly Routing Disclosure - National Financial Services, LLC Q1 2023
• Quarterly Routing Disclosure - National Financial Services, LLC Q4 2022
• Quarterly Routing Disclosure - National Financial Services, LLC Q3 2022
• Quarterly Routing Disclosure - National Financial Services, LLC Q2 2022
• Quarterly Routing Disclosure - National Financial Services, LLC Q1 2022
• Rule 606(a) Disclosure of Order Handling - OMEX Systems Q1 2023
• Rule 606(a) Disclosure of Order Handling - OMEX Systems Q4 2022
• Rule 606(a) Disclosure of Order Handling - OMEX Systems Q3 2022
• Rule 606(a) Disclosure of Order Handling - OMEX Systems Q2 2022
• Rule 606(a) Disclosure of Order Handling - OMEX Systems Q1 2022